What to Know About New CFTC Policy on Cooperation

Consider writing about:

A staff advisory issued by the Commodity Futures Trading Commission on May 19; nature and purpose of a staff advisory; what stands out to you about the CFTC’s new policy on self-reporting, cooperation, and remediation; how the policy compares to past CFTC policies, and what it signals about the CFTC’s stance and priorities going forward; additional practical guidance on voluntary disclosures and declinations.

Related information:

https://www.cftc.gov/PressRoom/PressReleases/9234-26